For advising a Chinese seafood supplier on its IPO.
Bloomberg reports that Hong Kong’s securities regulator is investigating CCB International Holdings Ltd., the No. 2 underwriter of initial public offerings in the city last year, for its role advising a Chinese seafood supplier on now-scrapped listing plans, according to people with knowledge of the matter.
The Securities and Futures Commission has been interviewing staff of the Chinese investment bank and requesting documents relating to its work during 2014 on the proposed IPO of Fujian Dongya Aquatic Products Co., according to the people.
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